HomeMy WebLinkAboutORD 2001-037 ORDINANCE NO. 2001-37
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF GRAPEVINE, TEXAS ESTABLISHING THE MAXIMUM
PERMITTED RATE FOR THE INSTALLATION AND
EQUIPMENT RATES CHARGED BY AT&T BROADBAND,
DECLARING AN EMERGENCY AND PROVIDING AN
EFFECTIVE DATE
WHEREAS, the City of Grapevine, Texas ("the City") franchises cable television
service for the benefit of its citizens; and
WHEREAS, the City is the Grantor of a franchise ordinance by and between the
City of Grapevine and AT&T Broadband ("AT&T"); and
WHEREAS, in accordance with applicable provisions of the Telecommunications
Act of 1996 (herein the "Telecom Act") and rules adopted by the Federal
Communications Commission ("FCC") and all other applicable federal and state law and
regulations, the City has undertaken all appropriate procedural steps to regulate the
equipment and installation rates; and
,�v.�
WHEREAS, in accordance with applicable FCC regutations the City adopted an
ordinance providing for the regulation of rates charged by cable television operators
within the City for the equipment and installation rates and related equipment and
installation charges and providing for a reasonable opportunity for interested parties to
express their views concerning basic cable regulations.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY
OF GRAPEVINE, TEXAS:
Section 1. Findings:
1. That on or about October 1, 2000, the City of Grapevine received
AT&T's FCC Form 1205 filing.
2. That the City engaged the services of C2 Consulting Services, Inc.
to provide assistance in the review of AT&T's FCC Form 1205 to
determine the reasonableness of the proposed equipment and
installation rates, attached hereto as Exhibit "A".
{� 3. That AT&T instituted a rate adjustment based on its Form 1205
filing effective January 1, 2001.
4. That based upon the information received from AT&T and
recommendations from C2 Consulting Services, Inc., the City
concludes that operator selected rates for installation and
equipment rates are reasonable with the exception of the rate for a
truck trip.
Section 2. Conclusions:
The City has an obligation to timely act upon the pending rate application
consistent with current FCC rules and regulations. AT&T's submittal of the FCC Form
1205 received on or about October 1, 2000, is hereby approved with the exception of
the rate for a truck trip which is not reasonable.
Section 3. Orders for Action:
Based on the foregoing Findings and Conclusions, the City hereby enters the
following orders:
1. Approve the operator selected rates proposed by AT&T for installation and
equipment rates with the exception of the rate for a truck trip.
- � 2. Based on the information received from AT&T and recommendations from
C2 Consulting Services, Inc. which is attached hereto as Exhibit "A" and
��., included herein for all purposes, the maximum permitted truck trip rate is
$21.76 effective May 1 st, 2001.
3. AT&T is hereby required to refund to its current customers any amounts
charged to them based on the Form 1205 rate adjustment, which were in
excess of the rates approved herein.
Section 4. The fact that the present ordinances and regulations of the City of
Grapevine, Texas, are inadequate to properly safeguard the health, safety, morals,
peace and general welfare of the public creates an emergency which requires that this
ordinance become effective from and after the date of its passage, and it is accordingly
so ordained
PASSED AND APPROVED BY THE CITY COUNCIL OF THE CITY OF
GRAPEVINE, TEXAS on this the 15th day of May, 2001.
APPROVED:
•<._._.
.�
''�°'' Vllilliam D. �'ate
Mayor
ORD. NO. 2001-3� 2
ATTEST:
Lin a Huff
City Secretary
APPROVED AS TO FORM
John F. Boyle, Jr. �
City Attorney
;�„�..,
ORD. NO. 200�-3� 3
�xNie�r� to �
.����1'�
Pa9e ---L_.._ of ..�:.....,,
ONSULTING SERVICES, INC.
7801 Pencross Ln. Tel. (972) 726-7216
Dailas,Texas 75248 y,, Fax (972) 726-0212
February 13,2001
Mr. Rick Moore Ms. Melisa Leal
Information Systems Manager Assistant to the City Manager
City of Coppell City of Grapevine
PO Box 478 PO Box 95104
Coppell,Texas 75019 Grapevine, Texas 76099
Ms. Patricia Royal Nicks
Cable Services Manager
City of Irving
233 South Rogers Road
Irving, Texas 75060
Dear City Representarives:
C2 Consulting Services, Inc. ("C2") has completed the evaluation of the FCC Form 1205 filed by
Paragon Cable ("Paragon" or the "Company"} with the Cities on or about October l, 2000.1 This
is Paragon's second year to file a Form 1205 for Ciries' review of its proposed changes in
equipment monthly lease rates and installarion and maintenance charges since implementation of
flie Social Contract provisions in 1996? The Cities continue to have original jurisdicrion with
respect to the review and regulation of charges resulring from the Form 1205 computations.
Ttus study does not constitute an examinarion of the financial condition of Paragon or its parent
company. As such, C2 cannot and does not express any position with regard to the accuracy or
validity of the fmancial information provided by Paragon during the course of the analyses.
BACKGROUND
In its 2001 Form 1205 filing, Paragon proposes installarion rates that are on average 39% greater
than the 2000 rates. With respect to the equipment rates, the proposed addressable converter rate
shows the largest variarion, with Paragon actually charging a rate (operator selected rate or
"OSR") that is considerably less than the maximum pernutted rates ("MPR") computed by the
Form 1205 formulae. �
1 Subsequent to the filing of the Form 1205, AT&T Broadband assumed operation of the systems.
However,for purposes of this report,Paragon will continue to be referenced as it filed the Form 1205 and
supplied the supporting documentation.
'`Soeial Co�rtract for Time 6�'arner Cable("Social Co�riract'j, as approved by the FCC in Social Cotitract
f�r Tinte bf�ar�tcr,ll�femorairdum Opi�riar crnd Order, FCC 95-478,released November 30, l 995,("Social
� Contract Order"),
City Representatives EXHIBiT ��:.� TO ��'�� `�
Febivary 13, 20o t pag8 � r,r of
Page 2
The following table provides a comparison of the current rates, Paragon proposed maximum
� pernutted 2001 rates, and Paragon's operator selected 2001 rates:
CONIPARISON OF EQUIPMENT AND INSTALLATION RATES
Paragon Paragon Paragon
~''2000 Rates Proposed 2001 Proposed 2001
MPR OSR
Hourly Service Charge 529.78 �32.48 $32.48
Service
Install-New �29.78 �u43.19 $43.19
Install-Reconnection $17.27 $17.21 $1721
Upgrade of optional services $17.27 $25.98 $25.98
Downgrade of optional services $17.27 532.48 �25.98
Additional connect at installation $13.40 $21.76 $21.76
Additional connect-separate $27.40 $32.48 $32.48
Truck Trip $17.27 �21.76 �25.98
Changing Tiers $2.00 �25.98 $2.00
Monthly Lease Rates
Remotes �0.29 $0.32 $0.32
Non-Addressable Converter �0.62 $0.58 $0.58
Digital,Addressable Converters 53.39 $5.09 $4.41
Consistent with the previous Form 1205 filing, Paragon's proposed 2001 rates are based on the
components of Fonn 1205 filings developed for the following five Tiine Warner divisions
operating in Texas:
• Austin Division
• Houston Division(East and West, with East being previously operated by TCI)
• San Antonio Division ,
• Southwest Division
• Waco Division �
Therefore, each individual Form 1205 was revie�ved for accuracy and the appropriateness of any
computations.
SU1��Ii�IARY OF FINDINGS
Based on the infonnation provided by Para�on, it appea�•s that the primary reasons for the
,��,,n increase in the installation and equipment rates are as follows:
City Representatives
ExH�e�r�. ro �°1:�Z
I�ebru�y 1�, 2001 Pags _.s�.._. Of �
Pabe 3
1. The Company experienced a si�nificant increase in the hourly rates charged by
outside contractors for installation and repair and maintenance of remotes and
converters.
2. The amount of time required to perform installation activities increased significantly
iu large part due to what appears to be an increase in digital installations.
3. The capital investment in digital and analog addressable converters substantially
increased due to providing digital services (with the rec�uire�nent of a di;ital
converter).
Increase in C�ntract Lnbar Expense
Most of die five divisions use outside contractors to assist in installation activities and repair and
maintenance of converters and remotes. These costs have been a component of the Hourly
Service Charge(`HSC") used prunarily to develop the installation rates.3
�.:�
An analysis of the costs and associated hours related to contract labor for the last t�vo years
showed:
• The total number of contract labor hours assigned to the equipment basket remained
stable beriveen the 2000 filing and the 2001 filing; and
• The total contract labor costs reported in the 2001 filing increased approximatety
45%fi-om the costs included in the 2000 filing.
The Company provided the explanation that such costs had increased in various parts of Texas
due to the availability of qualified technicians. The laUor pool has narrowed significantly �iven
� all of the cable and telecorrununications construction that is in progress. For example, the
greatest increase in contract labor noted in the five divisions was in the Dallas metroplex area.
Although the increase ui contract labor is significant, the Company has provided data that
supports these costs during the fiscal year period noted, (October 1999 through September 2000).
The FCC regulations allow for recovery of actual costs incurred by the cable operator associated
�vith regulated equipment and installation activiries.
Increase in Time Reyuirentents for Instullation Activities
Paragon proposes to adjust the time requirements for each of its installation activities for which a
rate has been proposed. Remember that the HSC is multiplied by each of these time frames to
detennuie the inaximum permitted rate for a particular installation activity.
The increases in ti�ne requireinents appear to be primarily related to inclusion of digital seivice
installation activities. Tliis is in large part due to the blending of the time requirements for
atialob installation and the time requirement for di;�ital installations.`' This blending�vould affect
-- � 3 To the extent outside contractors are used to repair and maintain remotes and converters,their hours are
multiplied by the HSC and ldded to the capital investment to detern�ine the equipment rates.
x�:.;�
��lany operators have separate installation rates for analo�J and di�ital. It appears that Para�on has
developed an avera�e rate to be charged for either type of installation activity.
. Q�������'
City Representatives EXt`1181Y� TO pf r �
February 13, 2001 Pag ..--�---
Page 4
any installation activities that might include a digital installation, digital upgrade, digital outlet or
digital problem requiring a technician review.
Capital Investment in DigitaUAdclressable Converters
The driving factor in the increase in digital/addressable converters is the capital investment made
by the Company in digital converters during the fiscal year in question. A review of the amount
of di�ital/addressable converter net book value as of September 1999 compared to the level at
September 2000 showed an approximate increase of 50% without any notable change in the
number of com�erter boxes in service.'
Clearly the cost per unit of d�e digital converters is significantly higher than the analog converter
boxes. This, coupled with the fact that customers are tracling out the older, less expensive units
for digital boxes, increases the monthly rental rate required per unit for actual cost recovery (as
provided by FCC regulation).
Calculation Issues
C2 notes rivo issues with respect to the calculation of the Form 1205 and the resulting proposed
rates. These are:
�.
1. The Company used estunated costs and investment for tlie month of September 2000;
and
- ` 2. The proposed rate for a Truck Trip does not appear to be in accordance with the
Form 1205 ma�ciinum permitted rate as calculated.
a.) Estimated Espenses
In accordance widi FCC inshuctions, the Company has a recent rivelve-month period for
calculating its Fonn 1205. As stated above, the period is noted by the Company as being from
October 1, 1999 through September 30, 2000. However, the Company did not use the actual
costs and investment levels as of September 30`h, but instead estimated this month's ainounts to
be included.
Tl�e FCC instiuctions are clear that the Foim 1205 is intended to recovery the actual costs of
customer prernises equipment and operating expenses for installation and equipment related
activities. Although using an estimate of the investment levels and expenses for the month of
Septeinber 2000 does not appear to have a major impact on the Fonn 1205 computations, it is not
in accordance �vith the FCC requirements.b 11ie FCC regulations do allow for�a time period
other than a recent t�velve-inonth period, but any alternative time period is subject to acceptance
by the franchising authority.
5 Remember that the monthly rate for converters is derived by dividin�the cost recovery component by the
number of units actually in service. The cost recovery component is comprised of the labor costs to repair
�� ° and maintain,the annual depreciation on the investment, and the annual return on the investment.
6 Para�on provided the actual September investment levels and depreciation for Schedules.A and C,which
:�:,�
showed some increase in the levels used in the Form 1205. Althou�h not a complete update of the
September information, this suggests that the estimates used were reasonable.
EXHIBIT__�l._ TO � �����
City ftepresentatives �" Of �_
Febniary 13, 2001 Page _.__.�—
. Page 5
� C2 recommends that the Cities require Paragon (no�v AT&T) to file future Fonn 1205 filings
based on actual costs and not estimated costs.
b.) Nlaximum Perinitted Rate for Truck Trip
In the letters submitted by Paragon to the Cities on or about tliirty days prior to the rate increase
in Janu�u�y, the Company listed the current rates and the new rates for installation and equipment
rental. The new rate for a"truck ri-ip" was noted as $25.98. However, upon review of the actual
Form 1205 calculations, it appears that a truck trip requiring .67 hours to complete results in a
ma�imum pennitted rate of$21.76 (.67 hour times the HSC of$32.48).'
C2 recommends that the cuiTent rates beina charged for a truck trip be lowered to the maxiinum
pennitted rates computed on the Form 1205 as filed.
SUM�IARY OF RECOIVIMENDATIONS
Based on the above findings and conclusions, the Cities should consider taking the following
acrions:
1. Approve the operator selected rates proposed by Paragon for installation and equipment
rates as being reasonable with the exception of the rate for a truck trip.
2. Adopt a maximwn permitted truck trip rate of$21.76 rather than the $25.98 proposed by
the Company.
+ Y 3. Provide for additional infonnation to be submitted by the cable operator with the filing to
better clarify flie reasons for major cost uicreases.
4. Require the Company to use only actual costs/investment in future Form 1205 filings.
C2 appreciates having this opportunity to work with the Cities of Coppell, Grapevine, and Irving
in review of the Fonn 1205 rates. If you have any questions regarding tlus report or need
clarifications as to the recoimnendations, please contact Ms. Connie Cannady at (972) 726-7216.
Very truly yours, ,
� �. C�n��„�� S'w��-�-,� . ,
� �
C2 Consulting Services, Inc.
' It is not clear from the Form 1205 filing if the.67 is related to the tnick trip of up�rade/do�vngrade of
service. Claritication has been rec�uested from Paragon. However,the truck trip, upgrade and downgrade
are all bein�charged at a rate of�25.98. One of these rates should be lowered to the$21.76 maximum
� permitted rate shown on the Form 1205.