HomeMy WebLinkAboutB 4.0 Competitve Bidding and Contract Requirements 1998-12-11 � �
,� CITY OF GRAPE�VINE $ECTION B
,
% ADiMIIVISTRATIVE FOLICY NUMBER 4.0
� sue�Ec-r: COMPETITIVE BIDDING AND PAGE � OF 9
CONTRACT REQUIREMENTS
PREPARED BY: Adminis#rative Services/Purchasing EFFECTIVE DA7E �ZI��/9H
PURPQSE
The purpose for competitive bidding and contracting requirements policy is to
ensure #hat the City meets all requirements af State. law and City ordinances and
policies governing such a process.
PROCEDl1RE
A. Purchases af less than $15,000 '
1 . Purchases af less than $1 ,000 do not require a purchase order. Although
compefiitive quotations are nat required they are highly recommended.
Departments should make every effort tc► utilize Grapevine vendors where
ever passibie. Purchase orders must nat be spiit in arder ta keep the
purchase under the S 1,000 limit. Purchases of less than $1,000 may be .
a' � accomplished by:
• Use of a credit/purchasing card
• Apprapriate departmental staff signing on the invaice;
• Fill out a check request.
2. If the tatal amount of a purchase is anticipated to be greater than $1,000
but less than �3,004, three verbal quotations are required and should be
nated an the requisition. Do not place the order. until the purchase order
appraval pracedure has been comt�leted. All departments are encouraged to
let the Purchasing Division place all orders.
3. If the tatal cost for a purchase is anticipated to be $3,000 or greater, three
written quotations are required. A11 quatatians wili be taken by the
Purchasing Division. Do not place any order until the purchase order
approvat praceciure has been complefed. Ail orders of �3,OOt7 ar mare must
be placed by the Purchasing Division.
4. For requisitions of $15,000 or more, a formal bid procedure is required and
such items must be coordinated with the Purchasing Division.
SECTION B
CITY OF GRAP�EVINE
AD1V�IlvISTRATIVE POLICY NUMBER 4.0
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sue�ECT: COMPETITIVE BIDDING AND PAGE 2 OF 9
CONTRACT REQUIREMENTS
PREPARED BY: A(ij�'�ICIIStCBtIV@ SeCVIC2S/PUl'CI'laSlllg EFFECTIVE DATE 12/11/98
5. Purchases of $15,000 or greater require City Council approval. The City
Council may waive informalities or defects in bid responses or accept bid
responses as it shall.deem to be in the best interest of the City.
B. Competitive Bidding Requirements
The following is a general outline of the legal requirements pertaining to
competitive bidding located in Tex. Loc. Govt. Code �Ann. § 252.001 et seq.:
1 . Any contract, other than the exceptions listed below, that requires an
expenditure of more than $15,000, must be competitively bid. Each bidder
(Contractor) will. be required to sign a contract with the City (Purchasing
Agent) binding them to a Scope Of Services (see Appendix) as set forth in
the bid.
'� _ 2. The following procurements do not have to be competitively bid:
a. a procurement made because of a public calamity that requires the
immediate appropriation of money to relieve the necessity of a
municipality's residents or to preserve the property of the municipality;
b. a procurement necessary to preserve or protect the public health or
safety of the municipality's residents;
c. a procurement necessary because of unforeseen damage to public
machinery, equipment or other property;
d. a procurement for personal or professional services;
e. a procurement for work that is performed and paid for by the day as the
work progresses;
f. a purchase of land or right-of-way;
. .
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CITY OF GRAPEVINE SECTION _ B
�,:_ -,.
ADMII�TISTRATIVE FOLICY "�""B�R 4.0
�, � SUBJECT: COMPETITIVE BIDDING AND PAGE 3 OF 9
CQNTRACT REQU[REM�NTS
PREPARED BY: q�minis#rative Services/Purchasing EFFECTIVE DATE 12l11/98
g. a procurement of items that are avai4able from only one saurce,
including:
7� items that are available from only one source because of patents,
copyrights; secret processes, or natura) monopolies
2) films, manuscripts, or books
3) electricity, gas, water, and other utility services
4) captive replacement parts or components far equipment
5) books, papers, and other library materials for a public library that are
� availab(e only fram the persons halding.exclusive distribution rights
to the materials
i
6) management services provided by a non-profit organization to a
municipal museum, park, zoo, or other faciiity to which the
arganization has provided significant financial or other benefits
h. a purchase of rare boaks, papers, and ather library materials for a public
library;
i. paving, drainage, street widening, and ather public improvem�ents, or
related matters, if at (east one-third of the cost is to be paid by or
thraugh special assessments levied on property that will benefit from the
impro�ements;
j, a pubiic improvement praject, authorized by the voters af the
municipality, for which there is a deficiency of funds for completing the
praject in accordance with the plans and purposes authorixed by the
voters;
k. a payment under a contract by which a developer participates in the
construction of a public improvemenfi;
CITY OF GRAPEVIN�E SE�T'°" B
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' ADMIIVISTRATIVE POLICY NUMBER 4.0
� � SUBJECT: COMPETITIVE BIDDING AND PAGE q. OF 9
CONTRACT REQUIREMENTS
PREPARED BY: A(i�'pI111StC8tIV@ SeCVIC@S/PUCCIIaSlllg EFFECTIVE DATE 12/11/98
I. personal property sold:
1) at an auction by a state licensed auctioneer;
2) at a going out of business sale held in compliance.with subchapter f,
Chapter 17, Business and Commerce Code; or
3) by a political subdivision of this state, a state agency of this state or
an entity.of the federal government; and �
m. services performed by blind.or severely disabled persons.
' 3. The City, in making an expenditure of more than 53,000 but less than
$15,000; shall contact at least two (2) disadvantaged businesses on a
rotating basis, based on information provided by the .Office of Small
��-� , Business Assistance of the Texas Department of Commerce. If the list fails
�- to identify a disadvantaged business in the county in which the City is
situated, the City is exempt from this section. Contact the Purchasing
Agent for this information.
4. The Notice Requirements for Competitive Bidding are as follows:
a. notice of the time and place at which the bids will be publicly opened
. and read aloud must be published at least once a week for two (2)
i consecutive weeks in a newspaper of general circulation in the
� municipality. The date of the first publication must be before the
' fourteenth (14) day before the date set to publicly open the bids and
read them aloud;
b. if the contract is for the purchase of machinery for the construction or
maintenance of roads or streets, the notice for bids and the order for
purchase must include a general specification of the machinery desired.
CITY�OF GIZAPEVINE SECTION B
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ADMIIVISTRATIVE POLICY NUMBER 4.0
'f SUBJECT: COMPETITIVE BIDDING AND PAGE 5 OF 9
CONTRACT REQUIREMENTS
PREPARED BY: Administrative Services/Purchasing EFFECTIVE DATE 12/11/98
5. Generally, the notice requirements are handled by the Purchasing Agent,
with the exception of certain capital construction projects which are
undertaken under the auspices of the Public Works Department or when an
engineer or architect is handling the notice provisions for the City.
6. Procurements of high technology equipment and software systems and
certain other items of a proprietary nature may be acquired via a request for
proposal process, pursuant to State Laws. Contact the Purchasing Agent for
information on these procedures. �
C. Performance and Payment Bonds
The following is a general outline of the legal requirements pertaining to
Performance and Payment Bonds located in Tex. Loc. Govt. Code Ann.
§ 2253.021 et seq.:
` 1 . Whenever the City makes a public works contract for more than $25,000, it
shall require the contractor, before beginning the work, to execute to the
City a performance bond and a payment bond.
2. If the amount of the contract exceeds $100,000 the surety must: -
a. Hold a certificate of authority from the United State Secretary of the
Treasury to qualify as a surety on obligations permitted or required under
federal law; or
b. Have obtained re-insurance for any liability in excess of $100,0.00 from a
re-insurer that is authorized and admitted as a re-insurer in this state and
is the holder of a certificate of authority from the United States Secretary
of the Treasury to qualify as a surety or re-insurer o.n obligations
permitted or required under federal law.
3. The performance bond is:
a. solely for the protection of the City awarding the public work contract;
r
b. in the amount of the contract; and
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CI'TY OF GRAPEVINE . ._��sE�T�°" B
ADMIrTISTR�TIVE FOLICY NUMBER 4.0
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� sue�ecT: COMPETITIVE BIDDING AND PA�E 6 OF 9
GONTRACT REQUIRENIENTS
PREPARED BY: q�ministrative Services/Purchasing EFFECTIVE DATE 12/7 7/98
c. conditioned on the faithful perfarmance of the work in accordance wifih
the plans, specifications, and contract documents.
4. The payment bond is:
a. solely far the protectian and use of payment bond beneficiaries who have
a direct contractual relationship with the .cantractor or a subcantractor to
supply Cabor or materials; and
b. in the amount af the cantract.
5. A band required by this section must be executed by a corporate surety.
6. The City will not require a band far a public work cantract far $25;4a0.C}�
� or less.
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- 7. !f the City fails to obtain a payment bond as is required:
a. the Gity is subject to the same liability that a surety would have if the
surety had issued a payment bond; and
b. a payment bond beneficiary is entifiled to a lien on money due the
contractor.
D. Accepting the BidlAwarding the Gontract
The following is a general outline of the legal requirements pertaining ta
accepting the bid/awarding the contract located in Tex. Loc. Govt. Code Ann. §
252.441 et seq.:
1 . lf the campetitive sealed bidding requirement applies to the contrac#, the
cantract must be awarded to the lowest responsible bidder. The City may
r�ject any and all bids.
CITY OF Grapevine S��T'°" B
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ADMI1vISTRATIVE POLICY NUMBER 4.0
` � SUBJECT: COMPETITIVE BIDDING AND PAGE 7 OF 9
C06VTRACT REQUIREMENTS
PREPARED BY: A(��pIC11StC8tIV� S@CVICES/PUI'CI18Si11g EFFECTIVE DATE 12/1"1/98
2. If changes in plans or specifications are necessary after the performance of
the contract is begun or if it is necessary to decrease or increase the
quantity. of work to be performed or of materials, equipment, or supplies to
be furnished, the City may approve change orders making the changes.
3. The total contract price may not be increased because of the changes unless
additional money for increased costs is appropriated for that purpose.
4. If a change order involves a decrease or an increase of S 15,000 or less, the
City has granted general authority to the City Manager to approve change
orders.
5. The original contract price may not be increased under this section by more
than 25%. The original contract price may not be decreased under this
section by more than 25% without the consent of the contractor.
` __ The above generally covers the legal requirements relative to competitive ,
bidding.
E. Minimum Contract Requirements �
In addition to the competitive bidding requirements, it is equally important that
the City execute a contract. In many instances, the City will either draft the
contract or use a previously drafted and approved form contract. It is also
possible that the contractor will provide its own contract. All contractor or
supplier submitted contracts must be reviewed by the City Attorney prior to the
contract being signed. The only employees authorized to sign contracts for the
City are department directors and their designee, the City Purchasing Agent,
and the City Manager or the manager's designees. In any event, it is required
that the following terms.and provisions be incorporated into all contracts:
1 . Parties to the Contract - The contract should state who the parties are to
� the contract. Also, the contract should state whether or not the contractor
is a corporation, general partnership, limited partnership, or sole
proprietorship.
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CITY OF GRAPEVINE SE�T'°" B
ADMIlvISTRATIVE POLICY NUMBER 4.0
( SUBJECT: COMPETITIVE BIDDING AND PAGE g OF 9
�
CONTRACT REaUIREMENTS
PREPARED BY: Administrative �ervices/Purchasing EFFECTIVE DATE 12/1.1/98
2.. Scope of Services and Compensation - The contract should state exactly
what goods and services are to be provided and what compensation is to be
paid.
3. Pavment - If payment by the City to the contractor is to be made in
increments, the contract should so state. Also, if the City is to retain any
payments until the project is complete, the contract should so state.
4. Termination and Default - The contract shall stipulate that the City may�
terminate the contract with or without cause by giving written notice to the
contractor. While there is no specific notification period required, a 30-60
day notice period will normally suffice. It should be noted that if the City
terminates the contract prior to completion, it will be responsible for
� payment of work and services satisfactorily completed to date.. The
contract should state that the City is not required to make any. payments to
� -- ' the contractor when the contractor is in default; and, the City has the right
- to bring legal action for damages or to force specific performance of the
contract.
5. Insurance, Indemnitv and Hold Harmless - The contract shall stipulate that
the contractor will at its own expense purchase and maintain the minimum
insurance coverage for worker's compensation, comprehensive general
liability, and comprehensive automobile and truck liability. The requirement
, for such minimum coverage shall be a part of the contract. Amounts of
coverage may be obtained from the City's Risk Manager.
Also, the contract should state that the contrac#or will pay, indemnify,
release, and hold harmless the City from all suits, actions, claims, demands,
, losses, expenses, including attorneys' fees, costs, and judgments, resulting
from or growing out of any act of the contractor and his subcontractors.
The City, however, may not legally indemnify the contractor.
6. Compliance with all Laws Enforcement, and Notices - The contract should
state that it is performable in Grapevine, Texas, and if legal action is
necessary by either party with respect to the contract, exclusive venue shall
lie in Tarrant County, Texas. Also, the contract should state that it is
CITY OF GRAPEVINI,�i SECTION B
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ADMIr1ISTRA.TIVE FO�ICY "�""BEp �r 4:0
,_ sue�ECT: COMPETITIVE �IDQING AND � PA�� 9 OF 9
GONTRACT REQUIREMENTS
PREPARED BY: qdministrative Services/Purchasing EFFECTIVE DATE 12/11/98
governed by and canstrued in accordance with the laws and court decisions
of the State of Texas, and subject to the Charfier and Ordinances of the City
of Grapevine.
The contract shauld specify where and to whom ali notices shali be mai(ed
or delivered.
T. Assignment - The contract shauid state that it cannot be assigned without
written appraval af the City. .
8. Amendments - The cantract shauld state that this is the entire agreemenfi
between the parties and may only be amended by written agreement of the
parties.
9. Term - The contract should state that same is for a period of __ [time �eriod]
__
commencing an fihe [c3atel and ending on the [datel
Each and every contraefi is different. As such, each and every contract will have
specific terms and conditions that are specific ta the type of contracts. Many of
these functions are handled an a daily basis by the Purchasing Agent. The above
are guidelines that, at a minimum should be drafted or negotiated into a!! contracts.
It is suggested that if a contractor desires to exclude one or more of these
provisians, same should be reviewed and discussed with the City Manager and the
City Attarney.
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' Gity of Grapevine Purchasing Approval and �idding Requirernents A�proving Department
Purchases Be#ween $0.00 & $2,999.99
�' Does not re uire urchase re uest form Requesting Department
Requires Supervisor approval Requesting Department
Quotes not necessary but recommended Requesting Department
; � be paid by purchasing card, check request or invoice Requesting Department
�ne-time urchases ma not be s lit to avoid $3,000 and above biddin re uirements Re uestin De artment
Purcha�es �etween �3000.00 � $24,999.99
Re uires urchase re uest form Requestin De artment
R uires Supervisor approval Requestin Department
Re uires Finance account check Finance Department
Requires State of Texas HUB check(required by law) Purchasing
If request is$5,000 and above-requires Budget Manager approval Finance Department
If request is$10,000 and above-requires City Manager(or designate) approval City Managers Office
If re uest is$15,000 and above-requires a enda memo and Ci Council approval Ci Council
Requires three written quotations (A"no bid"from a vendor can be accepted but must be in writing)
Because of HUB checks quotaQions should be taken by Purchasing and not by the Department.
De artments should reference any recommended vendors on the urchase request form. Purchasin
Requires Purchase Order Purchasing
Requires receipt of material and approval of pa ent Requestin Department
Paid for b Ori inal Invoice Accounts Pa able
Purchases of$25.000.00 and above
Requires purchase request form Requesting Department
Requires a complete set of specifications and, if required, a complete set of drawings Requesting Department
Requires Supervisor approval Requestin De artment
Re uires Director approval Requestin Department
Requires Finance account check& approval Finance Department
Requires Bud et Mana er approval Finance De artment
Re uires C' Manager or Desi nate approval Cit Managers Office
quires advertisement in local newspaper. Purchasing
...,quires either a sealed bid, sealed proposal or request for qualifications Purchasing
Requires agenda memo and City Council approval City Council
Requires Purchase Order Purchasin
Re uires receipt of material and ap roval of pa ent Requesting De artment
Paid for b Ori inal Invoice Accounts Pa able
Credit card Purchases
Authorization to obtain a card requires both Department Director and City Manager(or designate)
approval
Limited to one-time purchases of$2,999.99 and under
Limited to single purchase credit limit set&approved by Department Director
Limited to monthl purchase credit limit set&approved b Department Director
One-time urchases ma not be s lit to avoid $3,000 and above biddin re uirements
For purch�ses requiring City Council approval th� followinq tvaes of purchases must aiso
include a resolution in addition to the aqenda merr�o
Sole source urchases
Inter-local purchases
Emergency purchases
An urchase that is exempted from the normal bidding requirements
Fteauests for �rintinq, aaqers, and cellular ahones
All requests for printing (regardless of cost) should be put on a purchase request form with a copy of
the item to be printed, approved by the requestors immediate supervisor and sent to purchasing for
ordering. Requests should include the account number to charge.
���-st time printing requests will require a proof which will be sent by purchasing to the department to be
.1 )roved
1�equests for new pagers or cellular phones should be put on a purchase request form and approved by
the requestors immediate supervisor and sent to purchasing for ordering. Purchasing will provide the
department with the es of pa ers, phones and service plans available upon request.
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@urchases exem t frorra com etitive biddin and ro osa! re uirements Page 2
'procurement made because of the public calamity that requires the immediate appropriation of
money to relieve the necessity of the municipality's residents or to preserve the property of the
munici alit ;
a procurement necessary to preserve or protect the public health or safety of the municipality's
residents;
a procurement necessary because of unforeseen damage to public machinery, equipment, or other
pro e
a procurement for personal, professional, or planning services; defined as Doctor, Lawyer, Engineer,
Design
a procurement for work that is performed and paid for by the day as the work progresses;
a urchase of land or a ri ht-of-wa ;
a rocurement of items that are available from onl one source, includin :
items that are available from only one source because of patents, copyright, secret processes, or
natural monopolies;
films, manuscripts, or books;
�lectrici , as, water, and other utili services;
captive replacement parts or com onents for equipment;
books, papers, and other library materials for a public library that are available only from the persons
holding exclusive distribution rights to the materials; and
managemenYs services provided by a nonprofit organization to a municipal museum, park, zoo, or
other facility to which the organization has provided significant financial or other benefits;
a procurement of rare books, papers, and other library materials for a public library;
paving drainage, street widening, and other public improvements, or related matters, if at least one-
third of the cost is to be paid by or through special assessments levied on property that will benefit
from the improvements;
a public improvement project, authorized by the voters of the municipality,for which there is a
deficiency of funds for completing the project in accordance with the plans and purposes authorized
b the voters;
NOTE:
Sole source purchases must include a sole source letter from the vendor specifying that they are
the onl vendor that can suppl the material or service.
Emergency purchases require a written explanation of the type of emergency that exists to be
attached to the urchase re uest.
Purchases exempt from comnetitive biddinq and qroposal requirements Page 3
a payment under a contract by which a developer participates in the construction of a public
improvement as rovided b Subchapter C, Cha ter 212 of the LGC;
personal property sold:
at an auction by a state licensed auctioneer;
at a going out of business sale held in compliance with Subchapter F, Chapter 17, Business &
Commerce Code; �
by a political subdivision of this state, a state agency of this state, or an entity of the federal
govemment; or
under an interlocal contract for cooperative purchasing administered by a regional planning
commission established under Chapter 391 of the LGC; or
services performed bli�i or severel disabled persons.